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The following excerpts come from
a survey of scholars who earned Congressional Research Awards
in 2004. The central question posed to them was this: How can
the research supported by this grant be used by scholars or the
general public to improve their understanding of Congress?
Gretchen Brandt, "Issue Avoidance Among Members of the U.S.
House of Representatives"
This study provides several contributions to the study of congressional
representation, thereby potentially helping both scholars and
the general public to improve their understanding of Congress.
First: Are members of the U.S. House of Representatives ambiguous
when talking about issues with their constituents? After interviewing
30 members of Congress and 15 challengers who lost their races,
I found that members tend not to be ambivalent about issue positions.
Members tended to be less ambiguous than losing challengers.
Members feel safer than challengers, and as a result responded
over and over that they vote according to what they believe,
and if there are subconstituencies to have to deal with later
(who disagree with their vote), they will simply explain why
they voted the way that they did. Members feel safe (even members
who have only served two or three terms) and certain that if
they explain their behavior, their supporters will not withdraw
loyalty, and that there is no reason to be ambiguous with those
who disagree, because they will never agree with the member anyway
(a pro-choice Democratic member in a pro-life district, for example).
Second, this study contributes to our understanding of subconstituencies.
Few scholars have attempted to tackle this challenging aspect
of representation. There has been some advancement in our understanding
of the influence of subconstituencies on the behavior of legislators
(Bishin 2000), however many facets still remain that have yet
to be explored. One of the greatest difficulties in studying
and detecting subconstituencies is whether to look for the presence
of political, ethnic, socio-economic, heterogeneity, or what.
I have learned from my interviews that members view the homo
or heterogeneity of their districts in terms of how politically
diverse the district is, regardless of other types of diversity
which may also be present in the district. This is not to say
that these members do not acknowledge various groups in their
district (several members mentioned groups in the district, but
then added that they do not vote; yet they still bothered to
mention them). I simply asked the members during interviews, "Would
you consider your district to have several active and electorally
important groups with divergent positions on issues, or is your
district pretty homogeneous?" None of the members I interviewed
hesitated at all in responding to this question, whether the
answer was homo or heterogenous. The most important point to
take away from the study's examination of subconstituencies is
that members view them strictly in terms of party. I asked the
question, "What groups are in your district?" and after listing
a group, members consistently followed with a determination of
whether the group supports the Democratic or the Republican party.
From this information members would then infer whether the members
of a group (or subconstituency) would likely vote for him in
the next election or not.
Finally, it is likely the case that district characteristics
influence the content of how candidates present themselves to
voters. Information from the interviews I conducted with House
members indicates that members from homogeneous districts are
more likely to talk about issues than members from heterogeneous
districts. Thus, I find the opposite of Fenno's assertions back
in 1978. Perhaps the temporal difference (1978 compared with
2004) has something to do with the disparate findings. Fenno's
description of a "person-oriented" member indeed does still
exist (I interviewed a member who fit this description in great
detail). However, many other members appear to be more issue-oriented
than Fenno's label as "I am one of you." As a result, it is not
surprising that in 2004 many members from homogeneous districts
emphasize issues more than their own personal characteristics.
Kathleen Donahue, "Balancing Acts: Congressional Power, Executive
Privilege, and the Public's Right to Know
This project suggests that what the public knows depends not
only on a vigilant press but also a vigilant Congress. As both
Democratic and Republican administrations in the post-World-War-II
period came to equate security with secrecy, the challenge for
members of the press was not so much disseminating information
as gaining legal access to it. Freedom of Information legislation
was a necessary first step. But the very fact that Congress found
it necessary to revise the laws not once but several times suggests
that legislation alone is not enough. Only when Congress was
an active participant in the process, demanding and fighting
for access to information was the executive branch most forthcoming.
This project not only calls into question traditional assumptions
about how best to guarantee the public's right to know. It also
suggests that the conflict over access to information plays a
role in maintaining the balance among the branches of government.
On numerous occasions, Congress demanded access to government
information because it could use that information to check the
power of the executive branch. And on as many occasions, the
executive branch tried to limit the access to information because
public knowledge would undercut its power. Indeed, the history
of the political battles over the public's right to know suggests
that it is not only national security that requires finding the
right balance between freedom of information and secrecy. So
too does the balance of power between Congress and the Executive.
Finally, this study highlights a potential flaw in the system
that emerged after the Second World War to safeguard the public's
right to know. As Congress became an increasingly important player
in this system, it became increasingly evident that Congress's
interests in information and those of ordinary citizens did not
necessarily coincide. For Congress, government information was
desirable because it could be used to tip the balance of power
away from the executive and toward the legislative branch. For
ordinary citizens, by contrast, information was essential for
the effective performance of their civic duties. Following the
second World War, however, a system emerged in which what the
public got to know came increasingly to depend on a Congress
whose interests in securing information often differed from those
of the public.
Last year I received a National Endowment for the Humanities
fellowship to continue work on this project.
R. Sam Garrett, "Campaigns, Crises and Communication: Decision-Making
in Congressional Campaigns"
This Ph.D. dissertation focuses on crisis-management in House
and Senate campaigns. Despite renewed interest in congressional
campaign strategy, existing scholarship is often constrained
in two ways: by limiting campaign decision-making to artificial
choices which do not adequately reflect political reality and
by failing to address how campaign strategy affects crisis-management.
Existing work leaves a theoretical gap which includes little
or no analysis of the political professionals involved in making
strategic campaign decisions, nor of how those decisions affect
crisis-management. Yet, these questions have fundamental implications
for campaign leadership and relationships between congressional
candidates and political professionals. The answers are vitally
important in improving understanding of how campaigns affect
congressional candidates in their quests for office. Although
focusing broadly on "political professionals," such as regular
campaign staff and party officials, this project is especially
concerned with political consultants because they have become
strategic leaders in campaign decision-making. The project, therefore,
considers the strategic leadership team which emerges during
campaign crises. In doing so, the project supports two of the
Dirksen Center's major interests: research on congressional leadership
and on congressional elections.
The Dirksen Center's generous funding has been vital in facilitating
original, in-depth research filling important gaps in the literature
on congressional campaigns and professional politics, especially
campaign consulting. The Center's funding has directly contributed
to professional transcription for dozens of original interviews
with senior political consultants, party officials, Members of
Congress and congressional staff. The entire interview pool now
stands at more than 100 in-depth interviews. Dirksen funding
has also been used to support technical expenses, such as audio
tape and recording equipment. The grant has also contributed
to conference travel.
The project presents a broad overview of crisis-management in
congressional campaigns. Several portions of the inquiry are
particularly relevant to the Dirksen Center's interests in improving
the scholarly and popular understanding of Congress. Among other
findings, the data reveal a new perspective on how political
professionals understand campaign crises and how crises affect
professional relationships inside campaigns. Importantly for
the Dirksen Center's interests, data from this project provide
some of the most detailed descriptive analysis available on how
political consultants feel about their roles in campaign leadership.
This includes dissertation chapters on campaign organizations
and strategy and tactics employed during campaign crises. The
interview data provide a new perspective on how consultants view
other campaign insiders, including "regular" campaign staff and
candidates and their families. The project, therefore, directly
enhances scholarly knowledge-based on practitioner expertise-about
the evolving strategic roles between political professionals
and candidates for Congress and their families.
Research from this project has been distributed in several formats,
including to both academic and professional audiences. To date,
findings from this project have been presented at four academic
conferences, including one with substantial attendance from political
consultants. Material from the project was also presented to
three groups of party officials, elected officials and journalists
participating in U.S. State Department International Visitors
Program lectures. A manuscript from this project is under final
review at the Journal of Political Marketing. A related book
chapter will be published in an edited volume on party conventions
later this year. Without solicitation, two major presses have
expressed interest in publishing the dissertation.
Philip Habel, "The How and Why of Policy Change, 1952-2001"
Normative democratic theorists and leading empiricists have
posited a strong linkage between the will of the citizenry and
policy. Indeed the extent to which the public influences policy-makers
is of fundamental concern to students of democratic governance
(Dahl 1963, 1991). However, the degree of public influence remains
empirically dubious. Arguments that political institutions are
clearly responsive to both short term variation and long term
trends in public opinion are prominent in the discipline (Page
and Shapiro 1983 and 1992; Stimson, Mackuen and Erikson 1995
and 2002). These authors have demonstrated that opinion and policy
move together in predictable fashion and are in congruence with
one another, leading researchers to conclude opinion influences
institutional actors (Page and Shapiro 1983).
While there appears to be ample evidence that public opinion
and policy move conjointly, the nature of the causal relationship
between opinion and policy is less certain. Scholars since the
early 1960s have asserted that strategic politicians may be responsible
for moving the public towards their preferred position in order
to further their own policy goals (Key 1966). Authors who have
demonstrated that policy and public opinion/mood covary have
failed to distinguish whether opinion or politicians are chiefly
responsible for policy movement, leaving the direction of causality
uncertain.
Further difficulty in discerning the linkage between policy
and opinion has been due to an overly simplified and/or contracted
approach. Numerous studies have focused on cross-sectional or
limited longitudinal analyses which are inherently flawed when
causality is of principle concern (Monroe 1979, 1983; Wright,
Erikson, and McIver 1987, 1989). Even when dynamic models have
been employed, scholars have neglected the role of the media
in the formation and development of citizen preferences and in
the movement of policy (Mutz 1998, Edwards and Wood 1999, Kellstedt
2003).
In order to explain the movement of policy across time, I employ
a longitudinal and dynamic approach incorporating the role Congress,
the president, public opinion and the media with annual data
from 1952 through 2001. I turn to vector autoregression, specifically
Granger causality tests, which allow one to determine whether
or not values of one series are instrumental in the movement
of another. I model policy using a median value of Congressional
interest group ratings compiled by the Americans for Democratic
Action, a standard measure of ideology widely employed in the
discipline (Groseclose, Synder, and Levitt 1999). Public opinion
is approximated using James Stimson's public mood, an aggregate
measure of the public's preference for liberal or conservative
policy (Stimson 1991, 1999). Through the generous support of
the Dirksen Center, I have developed a similar metric for the
president, an additional policy indicator, and for the media.
With Dirksen Center funding, I have collected positions from
the editorial pages of two major national newspapers across time,
the New York Times and the Wall Street Journal, in order to develop
an ADA score for these media outlets. The results of the Granger
causality tests indicate that institutional actors, both members
of Congress and the president, play an important role in the
movement of public opinion, whereas public opinion does not predict
the ideological movement of Congress or the president. Further,
changes in the ideological composition of Congress predict media
preference change across time. These results indicate that policy
makers, particularly Congress, lead both the media and the public,
a result that directly challenges a number of important empirical
works.
Jason Kassel, "Narrating Congressional Time: Geography, Architecture,
and Congressional Institutionalization"
I look at how the development of office space connected with
the development of congressional administration over a national
government. Office space, I argue, has consistently been important
to congressmen because it provided them a means to enhance their
individual and institutional authority. Over time, they appropriated
funds to transform the Capitol building into an optimally strategic
structure that would provide them with an arena in which they
could operate effectively. Specifically, I show that congressional
committees and party leaders appeared early on as strategic actors
interested in controlling architectural decisions affecting the
design of the US Capitol. To measure this contestation I present
votes on congressional appropriations bills and discourse analysis
of elite correspondence. I use the trail of documents and floor
votes to provide an observable measure of congressional institutionalization.
These findings are presented as a unique measure of institutionalization.
Over time, and through a process of institutional learning, Congress
took control of the Capitol. In addition, the successful capture
of this institutional space enabled Congress to further enhance
its power during the early years of American political development.
Simply put, legislating itself the act of meeting, deliberating
and deciding - required a strategic space. Without successfully
controlling the development of this space, legislators would
not have been in a position to proceed with the process of developing
the nation.
Scholars will be interested in this research because of its
unique contribution to the institutionalization literature and
its perspective on congressional history. The development of
a dynamic and fully functioning office environment is an aspect
of the 21st century Congress that is taken for granted with little
theoretical explanation. The general public will find this research
interesting because it provides an intuitive but original means
of understanding governmental power. Most people seem to grasp
immediately the relationship between office growth and an enhanced
sense of responsibility. Because this form of reasoning is quite
popular within the field of business administration, people seem
to find the research interesting and enlightening.
D. Roderick Kiewiet and Kevin A. Roust, "Read the Fine Print:
The Importance of Small Details in the Rules"
Our research, examining in detail the special rules used by
the House, has provided a variety of insights into how the House
actually works. The House Rules Committee classifies its rules
into four major categories: Open, Modified Open, Structured,
and Closed. This classification system is then generally used
by congressional scholars to explain which bills are passed and
who chooses policy. What we have found, however, is that this
classification scheme is not particularly useful in gauging the
amount of restrictions placed on amendment activity, and thus
tells us little about the degree to which the majority party
in the House dominates the legislative process.
It appears that rules should be classified not only according
to the number of amendments allowed, but also according to the
number of amendments in the nature of a substitute (substitute
bills) that are allowed. A rule which permits many small amendments,
but no substitute, provides the House far less opportunity to
change the bill than a rule that provides for one substitute
but no other amendments. Because of this, it is also very important
to understand who writes the bill that the House considers. Rules
identify which bill is considered the "original text", and this
can be the original bill. But it can also be a substitute offered
by the committee that considered the bill, or a substitute sponsored
by the Rules Committee. A rule that provides for the Rules Committee
substitute to be the original text and then allows only small
amendments will result in a bill that is almost exactly what
the Rules Committee would want. A rule that permits a substitute
to be offered, however, is much more likely to lead to a bill
that reflects the values of the House as a whole.
Timothy Nokken, "Analyzing Minority Party Floor Motions Across
Congressional Partisan Eras"
My research project seeks to understand how the majority party
in the House of Representatives constructs the legislative agenda
over a wide swath of American history. The recent past has witnessed
increased partisan tensions in the House stemming from extremely
high levels of ideological polarization. That ideological polarization
has led to increasingly strong House party leadership. Important,
also, is that fact that the levels of polarization and, therefore,
strength of party leadership, vary greatly over time ranging
from the strong Speakerships of Thomas Reed and Joe Cannon, to
seemingly weaker Speakers like Sam Rayburn. The primary source
of these Speakers' powers stemmed not from their personal leadership
skills, per se, but from the ideological cohesion within their
party (Cooper and Brady, 1981). One way to gauge just how strong
the majority party leadership is at shaping the agenda is to
understand how it treats the proposals of minority members. During
periods of strong congressional leadership, one would expect
the minority to be allowed to introduce fewer proposals, and
that their success rate would be low. During the times of ideologically
diverse parties, one should observe a relatively higher number
of minority party proposals and a higher number of successful
proposals. The data set I constructed allows me to address these
questions. It allows me to assess how strong party leadership
influences the partisan agenda because I incorporate a lengthy
time series marked by dramatic variations in the nature of majority
party government in the House. My data set includes the Speakerships
of the aforementioned Reed, Cannon, and Rayburn, and also includes
recent Speakerships such as those of O'Neil, Wright, and Gingrich
that marked a resurgence of majority party leadership influence.
On the academic side, my work fits squarely into the debate
regarding the abilities of political parties to shape the behavior
of their members. In a manner similar to Cox and McCubbins (2005),
I contend that the majority party's ability to construct the
agenda, cherry-picking the legislation it wishes to bring to
the floor, is a tremendous resource in leading their rank-in-file
members. I also believe my work contributes to the understanding
of Congress for the interested observers outside of academia.
One aspect I think the research will shed light on is the ability
of members from both parties to form bipartisan coalitions on
significant pieces of legislation. During times of low polarization,
the ability of moderate members from both parties to offer proposals
is greatly enhanced because members from both parties would be
likely to support the legislation and because the majority party
leadership may not possess the power to keep such proposals off
the agenda. When the parties are highly polarized, there are
not moderate members, hence, virtually no chance of bipartisan
coalitions forming. On the rare instance such a coalition forms,
the majority party leadership possess the tools to keep such
proposals bottled up and unlikely to pass. Simply, my research
illustrates how polarization and majority party strength reduce
the likelihood for broad, bipartisan coalition formation.
Clayton D. Peoples, "Understanding Congressional Roll Call
Voting: The Impact of Legislator Social Relations"
Roll call voting is the critical, final step whereby members
of Congress decide on the laws that govern our lives. Thus, understanding
the social mechanisms underlying roll call voting speaks directly
to issues of power and influence. Most research on Congress and
roll call voting tends to ignore the potential influence of social
factors on voting. Yet research shows that the legislature is
a social arena where relationships are forged, and the process
of policymaking is itself very social. This suggests that models
of roll call voting should take into account the social interdependence
of legislators and examine how social factors-particularly legislator's
joint connections to individuals/entities external and internal
to Congress, or their social relations-influence voting. Particularly
important among these individuals/entities are special interest
groups who seek to gain access and potentially influence via
campaign contributions.
What role do special interests play in policymaking? The media
and the public believe special interests play a significant role.
Social science is less certain, though. Social scientists have
debated the role of special interests in policymaking for decades
with little consensus. Three main competing theories emerge from
these debates: state-centered theory, pluralism, and elite-power
theory. In my dissertation, I directly test hypotheses derived
from these theories.
Using longitudinal data, I statistically analyze the influence
of special interests on policymaking by examining how political
action committee (PAC) campaign contributions influence legislators'
roll call votes over a twenty-year period in the U.S. House,
1985-2004, controlling for factors considered important in roll
call voting. Converting my variables into separate legislator-by-legislator
matrixes to explicitly account for the social interdependence
of legislators, thus modeling the relations among and between
them, I employ an innovative statistical method (Quadratic Assignment
Procedure, or 'QAP,' regression) that has a proven record of
eliminating the problems associated with relational data.
My findings show a statistically significant impact of PAC contributions
on roll call voting, net of other factors-including party. This
significant impact is consistent across all twenty years. Further,
the findings show that big business contributions have a significant
effect on roll call voting while labor contributions are less
significant, particularly in recent years. These findings support
the predictions of elite-power theory but fail to support state-centered
and pluralist theories, thereby helping resolve the long-standing
debates among social scientists on the role of special interests
in policymaking. In addition to resolving these debates, my research
has public- and policy-relevant implications. In particular,
my findings confirm the concerns of the media and the public
about the role of contributions on roll call voting. As such,
the findings imply that under our current campaign finance system
the voices of the people may be muffled by the calls of special
interests, suggesting reform may be needed.
Jennifer Schenk, "How Candidates for Congress Claim to be
Representative of Constituents"
This study combines theoretical considerations about representation
and gender, analyses of candidate communications, and experimental
research with potential voters. It first identifies common representational
appeals in the campaign materials of candidates to Congress,
focusing on identifying patterns that may vary with the gender
of the candidate. It then tests the effects of particular appeals
for male and female candidates on potential voters. It increases
the knowledge of how potential voters respond to common campaign
appeals by candidates by disaggregating how those responses may
vary with both the gender of the candidate and the gender of
the voter. Specifically, it attempts to address the effectiveness
of appeals to voters based on different types of representation
offered to constituents-substantive representation, which does
not require any physical or experiential resemblance between
voter and representative, and descriptive representation, which
necessitates a shared identity between voter and representative.
The theoretical premises of the study are designed to account
for two different trends identified in empirical research on
women candidates-1. that women are at an apparent disadvantage
in elections due to their gender, and 2. that there are situations
in which women candidates are actually benefited by their gender
in elections, due to their outsider status or perceived stereotypical
strengths. The premises of this study offer a consistent explanation
for why both may be the case-descriptive representation is considered
to have some merits, but ultimately is not considered as desirable
as substantive representation, which need not bother itself with
thorny issues of identity and shared experience. The fact that
descriptive representation may be linked in the minds of voters
to women candidates may explain more of the nuances about how
gender is a factor in elections to Congress. This research has
far-reaching implications, in that it identifies how voters respond
to candidates of both genders who invoke particular types of
representational appeals in their campaign materials. These results
further our general knowledge about gender and politics, and
can be instructive to Congressional candidates as they craft
their campaign materials.
Paul A. Schlomer, "Representing the Mediated Public: Analyzing
the Role of Local News Media on Congressional Decision-Making"
Decision making in the United States Congress has always been
fertile ground for political science research. It seems that
when more is found out about why members of Congress do certain
things in their positions as public representatives, more is
left uncertain about their motivations. It is easy to assume
that the larger goals of re-election, increased personal power,
or policy change motivate the behavior of elected representatives
(Fenno 1973; Mayhew 1974). However, the difficulty lies in deciphering
when each is presiding factor in the decision making calculus
of the Member of Congress.
The research supported by the Dirksen Congressional Research
Award is trying to provide insight into how and when re-election
concerns become dominant in the minds of members of Congress.
The representational environment in Congress is filled with uncertainty,
especially that of how each policy issue and decision will be
viewed by a members' constituency. How does a representative
know when his/her constituency cares about any specific issue?
And if they care, what opinion do they have on the topic? Most
previous studies cite some connection to the district based on
historical ties or understanding of the constituency demographics.
However, in the fluid, ever-changing environment of Congressional
politics, it is difficult for representatives to know how to
best represent their districts. Arnold (1990) argued that members
of Congress are often taking action to mollify potentially attentive
publics.
My research argues that Congressional representatives, especially
in the House, are prone to searching for cues that will give
insight into district public opinion. The best cue that House
members tend to use is coverage of policy issues in their district's
local news media. Their constituents receive most of their political
information from the news media. Therefore, it follows that these
media can cue legislators into what might become important policy
topics within the constituency. Most legislators have staff monitor
local newspapers for pertinent stories every day. Representatives
can use this information to their advantage when deciding when
and how to act on particular policy issues.
The relevance of this research to the general public is in the
conclusion that the news media have a strong effect on what decisions
national legislators make. Most research on the news media focus
on the impact of news on public opinion. This research takes
the next step of looking at how the news media affect Congressional
perceptions of local districts. This has dramatic implications
for both how the role of the news media is viewed by scholars
and for how the representational relationship between legislator
and constituent is mediated by external actors.
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